Securities Options

Overview

This page focuses on the principal issues that are relevant to transacting in securities options.

mark.highman@cwt.com's picture
Contributor Organization 
Contributor Title 
Senior Attorney
Steven.Lofchie@cwt.com's picture
Contributor Organization 
Contributor Title 
Partner

Find

 
Find: 

SEA and SEA Rules

Standardized Option Rules

Capital

FINRA Rules

Federal Reserve Board Margin Rules

 

Know

 
Know: 

Lofchie's Guide to BD Regulation