SA Rules Related to Exemptions for Transactions

• SA Rule 135e (Offshore press conferences)
• SA Rule 141 (Definition of "commission . . . not in excess of the usual and customer" fee in SA Section 2(11) for certain transactions)
• SA Rule 142 (Definition of "participation" as using in SA Section 2(11) in relation to certain transactions)
• SA Rule 144 (Persons deemed not be underwriters) | Topic Page
• SA Rule 144A ((Private resales of securities to institutions)
• SA Rule 145 (Reclassification of securities, mergers, consolidations and acquisitions of assets) | Topic Page
• SA Rule 152 (Definition of "transactions by an issuer not involving any public offering" in SA Section 4(a)(2), for certain transactions)
• SA Rule 163B (Exemption from SA Section 5 for certain communications to QIBs)
• SA Rule 174 (Delivery of prospectus by dealers; exemptions under SA Section 4((a)(3))
• SA Rule 215 (Definition of accredited investor)
• Regulation A (Conditional Small Issues Exemption)
• Regulation D (Rules Governing the Limited Offer)
• Cross-Border Exemptions (Rights offerings, exchange offers and business combinations)
• Regulation S (Rules Governing Offers and Sales Made Outside the United States)
• Regulation CE (Coordinated Exemptions for Certain Issues of Securities Exempt Under State Law)