Public Offerings of Securities

Overview

This page provides information relating to the regulation of public offerings, including as to the conduct of both issuers and broker-dealers participating in securities offerings. For information relating to certain specific offering-related issues, see also the Focus Pages on ABS, on Research and on he FINRA Corporate Financing Rule / QIU Rule.

ashar.qureshi@friedfrank.com's picture
Contributor Title 
Partner
joshua.wechsler@friedfrank.com's picture
Contributor Title 
Partner - Corporate

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Statutes and SEC Rules Forms

SEA Section 11(d) and TIA

Securities Act Forms and Filings

 

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