This is a collection of pages on topics related to financial products and contracts.
ABS Qualifying Residential Mortgage and Other Exempt Loans
Asset-Backed Securities
Asset-Backed Securities Issuers (ICA Rule 3a-7)
Asset-Backed Securities Overview
BD Communications about CMOs
CMOs
Credit Rating Agencies and Credit Ratings
Credit Risk Retention
Due Diligence Reports
ICA Section 3(c)(4), (5) and (6) Funds, Including REITs
LIBOR and Indices
Marketplace Lending
Regulation AB
TBAs and the MSFTA
Government Securities and Dealers
MSRB Rules: Rule by Rule
Municipal Securities Documents
Municipal Securities and Dealers Overview
Repo Agreements
Securities Lending
Securities Margin
BD Marketing of Funds
Breakpoint Sales and Share Class Issues
Reciprocal Dealings or Shelf Space
Commodity Options
Index and Currency Warrants
Large Option Position Reporting ("LOPR")
Marketing of Options
Securities Options
Callable Securities
Cannabis Finance
Crypto and Initial Coin Offerings
Direct Participations
Foreign Currency
Recommendations of OTC Equity Securities
What Is a "Security"?
Security Futures: BD and FCM Regulation
Security Futures: Market Regulation
Security Futures Products