CPO and CTA Registration Process

Overview

This page concerns the process by which entities may become registered as a commodity pool operator ("CPO") or a commodity trading advisor ("CTA"). Much of the material on this page concerns the process by which individuals must become registered as part of the entity application process. A separate page focuses on the CPO and CTA registration requirement. Although the pages do overlap to some extent, the material on this page generally assumes that registration is required.

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Find

 
Find: 

CEA Sections and CFTC Rules

NFA Registration Rules

 

Know

 
Know: 

The Cadwalader Guide to Commodities Regulation