Asset-Backed Securities

Overview

This page provides information on the public and private offering of Asset-Backed Securities, including relevant provisions of the Securities Act of 1933 (the "SA"), the Securities Exchange Act of 1934 (the "SEA") and the Investment Company Act (the "ICA"). For more general information on offerings, see the Securities Offerings topic page. At the bottom of this page is a list of other potentially relevant topic pages.

michael.gambro@cwt.com's picture
Contributor Organization 
Contributor Title 
Partner and Co-Chair, Capital Markets
stuart.goldstein@cwt.com's picture
Contributor Organization 
Contributor Title 
Partner and Co-Chair, Capital Markets

Find

 
Find: 

Securities Act and Exchange Act, Rules and Regulations

Securities Act and Exchange Act Forms

Registration Fees for Public Offerings

Shelf Registration Eligibility and Filings Requirements

Investor Communications in a Public Offering

Periodic Reporting Requirements for Registered Asset-Backed Securities

“Issuer/Underwriter Pay” Conflict

Reporting of a Repurchase Request

  • SEA Rule 15Ga-1 (Repurchases and replacements relating to ABS)
  • Form ABS-15G (Asset-backed securitizer report pursuant to SEA Section 15G)

Third Party Due Diligence and Disclosure

Investment Company Act

Regulatory Histories

Trust Indenture Case

Asset Classes

Securities Regulatory Issues

Selected Regulatory Materials Regarding ABS

 

Know

 
Know: