Overview
This page is focused on the custodial requirements applicable to SEC-registered investment advisers.
See also the separate topic pages on custody requirements applicable to Registered Investment Companies, Broker-Dealers and Security-Based Swap Dealers; and Futures Commission Merchants
To see more of the of the Cabinet's materials on adviser and funds, you can go to the Advisers and Funds topic page.
Contributor Organization
Contributor Title
Senior Counsel
